Alex Jiu Lik Shum
沈朝力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Jiu Lik Shum (沈朝力), a licensed Responsible Officer with CE reference APJ351. Currently licensed at 1 firm(s): TPG Capital, Limited . Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-07 | present |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 4 — Advising on securities | 2024-11-07 | present |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-22 | 2024-11-07 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-22 | 2024-11-07 |
| NewQuest Capital Advisors (HK) Limited | Rep | Type 9 — Asset management | 2012-03-08 | 2022-12-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-06 | 2011-07-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-06 | 2011-07-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-06 | 2011-07-08 |