Shing Lee Lam
林勝利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Lee Lam (林勝利), a licensed former licensee with CE reference APJ512. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-28 | 2012-02-01 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-28 | 2012-02-01 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-02-26 | 2010-03-31 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2011-07-02 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-12 | 2010-06-30 |