Raymond Siu Chung Wong
王兆聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Siu Chung Wong (王兆聰), a licensed former licensee with CE reference APJ700. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-02 | 2018-08-17 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 — Advising on securities | 2015-03-02 | 2018-08-17 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-11 | 2015-03-02 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-11 | 2015-03-02 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2007-08-13 | 2009-02-04 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2007-08-13 | 2009-02-04 |