Robert Wai Wang Lee
李惟宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Wai Wang Lee (李惟宏), a licensed Responsible Officer with CE reference APK188. Currently licensed at 3 firm(s): Xin Yongan International Securities Company Limited, China Xin Yongan Futures Company Limited, Xin Yongan International Asset Management Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 27.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-29 | present |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-12-29 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-29 | present |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-12-29 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-12-29 | present |
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-11 | 2023-12-29 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-12-11 | 2023-12-29 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-11 | 2023-12-29 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-12-11 | 2023-12-29 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-12-11 | 2023-12-29 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-13 | 2023-10-26 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-08-13 | 2023-10-26 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 4 — Advising on securities | 2020-08-13 | 2023-10-26 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-08-13 | 2023-10-26 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 9 — Asset management | 2020-08-13 | 2023-10-26 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-19 | 2019-04-19 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-19 | 2019-04-19 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-13 | 2018-11-19 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-13 | 2018-11-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-13 | 2018-11-19 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-08-13 | 2018-11-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-13 | 2018-11-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-13 | 2018-11-19 |