Wai Kee Yeung
楊偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kee Yeung (楊偉基), a licensed former licensee with CE reference APK988. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-10-05 | 2023-11-30 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-11 | 2023-11-30 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-11 | 2023-11-30 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-03 | 2023-05-11 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-03 | 2023-05-11 |
| Yude Capital Management Limited 煜德資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-27 | 2023-02-28 |
| Yude Capital Management Limited 煜德資本管理有限公司 |
RO | Type 9 — Asset management | 2020-04-27 | 2023-02-28 |
| Formax Asset Management Limited 福億資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-12 | 2019-07-23 |
| Nerico Brothers Limited | RO | Type 1 — Dealing in securities | 2016-09-01 | 2019-06-03 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2009-08-20 | 2019-06-03 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2007-08-16 | 2016-09-01 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-16 | 2019-06-03 |
| Nerico Brothers Limited | Rep | Type 9 — Asset management | 2007-08-16 | 2019-06-03 |