Yee Kei Yim
嚴依淇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Kei Yim (嚴依淇), a licensed former licensee with CE reference APL664. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PricewaterhouseCoopers Corporate Finance Limited | Rep | Type 6 — Advising on corporate finance | 2008-06-04 | 2009-07-05 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-25 | 2008-01-10 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-25 | 2008-01-10 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-25 | 2008-01-10 |