Catherine Fushin Chao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Fushin Chao, a licensed Representative with CE reference APL832. Currently licensed at 1 firm(s): Fitch (Hong Kong) Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2016-09-01 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-08-23 | 2008-07-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-08-23 | 2008-07-25 |