Yong (SFC:APM138) Li
李恿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong (SFC:APM138) Li (李恿), a licensed former licensee with CE reference APM138. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Research Limited 信達國際研究有限公司 |
RO | Type 4 — Advising on securities | 2016-01-11 | 2020-07-06 |
| Cinda International Research Limited 信達國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-14 | 2016-01-11 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-30 | 2010-10-13 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-03 | 2010-03-01 |