Geoffery Yuen Ann Lee

李永安
CE No. APQ242 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffery Yuen Ann Lee (李永安), a licensed Responsible Officer with CE reference APQ242. Currently licensed at 1 firm(s): Dymon Asia Capital (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Dymon Asia Capital (HK) Limited RO Type 1 — Dealing in securities 2025-03-27 present
Dymon Asia Capital (HK) Limited RO Type 9 — Asset management 2014-02-13 present
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
RO Type 1 — Dealing in securities 2011-05-20 2013-04-06
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
RO Type 2 — Dealing in futures contracts 2011-05-20 2013-04-06
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 — Dealing in securities 2007-09-21 2011-05-20
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2007-09-21 2011-05-20

Related