Wei (SFC:APQ864) Du
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:APQ864) Du ( ), a licensed former licensee with CE reference APQ864. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-05-14 | 2015-06-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2008-04-14 | 2015-06-24 |
| Evolution Asia Investments Limited | Rep | Type 4 — Advising on securities | 2007-10-26 | 2008-03-08 |