Cao Fang
方草
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cao Fang (方草), a licensed Responsible Officer with CE reference APR657. Currently licensed at 1 firm(s): HCEP Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HCEP Management Limited |
RO | Type 9 — Asset management | 2020-08-03 | present |
| TBP Investment Advisory (HK) Limited | Rep | Type 9 — Asset management | 2019-10-22 | 2020-01-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-09-24 | 2009-08-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2007-09-24 | 2009-08-21 |