Lennie Hong Heng Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lennie Hong Heng Lim ( ), a licensed former licensee with CE reference APR699. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2008-02-22 | 2020-03-16 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2008-02-22 | 2020-03-16 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-24 | 2008-02-22 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-24 | 2008-02-22 |