Hoi Tong Abby Yu
余海棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Tong Abby Yu (余海棠), a licensed former licensee with CE reference APV479. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoxin International Asset Management Limited 國信國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-03-25 | 2014-03-01 |
| Guoxin International Asset Management Limited 國信國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-08 | 2013-03-25 |
| CIAM Capital Management Limited 事安資本管理有限公司 |
RO | Type 4 — Advising on securities | 2011-01-24 | 2012-11-06 |
| CIAM Capital Management Limited 事安資本管理有限公司 |
RO | Type 9 — Asset management | 2011-01-24 | 2012-11-06 |