James Edward Clinnick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edward Clinnick ( ), a licensed former licensee with CE reference APW218. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-16 | 2008-11-04 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-09-16 | 2008-11-04 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-18 | 2008-09-16 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-18 | 2008-09-16 |