Xi (SFC:APW610) Chen
陳曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:APW610) Chen (陳曦), a licensed Responsible Officer with CE reference APW610. Currently licensed at 1 firm(s): Warburg Pincus (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Warburg Pincus (Hong Kong) Limited 華平投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-19 | present |
| Warburg Pincus (Hong Kong) Limited 華平投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-19 | 2022-04-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2009-04-15 | 2010-06-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-10-26 | 2008-10-13 |