James Walter Oberweis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Walter Oberweis, a licensed Responsible Officer with CE reference APW676. Currently licensed at 1 firm(s): Oberweis Asset Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oberweis Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2018-07-26 | present |
| Oberweis Asset Management (Asia) Limited |
RO | Type 9 — Asset management | 2008-03-06 | 2013-04-30 |