Andrew Paul Baars
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Paul Baars ( ), a licensed former licensee with CE reference APW807. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-07 | 2013-06-04 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-25 | 2008-05-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-26 | 2008-05-21 |