James Tha Hin Ko
高沓軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Tha Hin Ko (高沓軒), a licensed former licensee with CE reference APX168. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-22 | 2013-02-04 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-28 | 2013-02-04 |