Julius Ralph Gaudio
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julius Ralph Gaudio ( ), a licensed former licensee with CE reference APY690. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-04 | 2014-11-21 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
RO | Type 9 — Asset management | 2010-10-04 | 2014-11-21 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2010-07-14 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-26 | 2009-04-26 |