Jeffrey Shiu Lun Tang
鄧兆麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Shiu Lun Tang (鄧兆麟), a licensed Responsible Officer with CE reference APY773. Currently licensed at 1 firm(s): EIA Capital International Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EIA Capital International Company Limited 上浤資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-04 | present |
| EIA Capital International Company Limited 上浤資本國際有限公司 |
RO | Type 4 — Advising on securities | 2019-09-04 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-01-17 | 2014-11-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-14 | 2019-03-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2019-03-13 |