Seok Stone Kim
金石
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seok Stone Kim (金石), a licensed former licensee with CE reference AQA115. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Incap Investment Asia Limited |
RO | Type 1 — Dealing in securities | 2008-11-05 | 2009-12-22 |
| Incap Investment Asia Limited |
RO | Type 4 — Advising on securities | 2008-11-05 | 2009-12-22 |
| Incap Investment Asia Limited |
RO | Type 6 — Advising on corporate finance | 2008-11-05 | 2009-12-22 |