Haw Siang Hon
韓浩祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haw Siang Hon (韓浩祥), a licensed former licensee with CE reference AQA683. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-03-16 | 2012-04-19 |
| Coventry Capital HK Limited |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2011-03-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-11-21 | 2009-08-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-11-21 | 2009-08-10 |