Heidi Catherine Sutton Newton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heidi Catherine Sutton Newton, a licensed Representative with CE reference AQA882. Currently licensed at 1 firm(s): Capital International, Inc.. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2021-10-06 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-06 | 2015-03-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-11-29 | 2012-11-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2007-11-29 | 2012-11-03 |