Yee Choong Chai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Choong Chai, a licensed Responsible Officer with CE reference AQD839. Currently licensed at 1 firm(s): Frontpage Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontpage Capital Limited 富比資本有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-10 | present |
| Frontpage Capital Limited 富比資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-11-10 | present |
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 9 — Asset management | 2014-09-23 | 2015-10-31 |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-21 | 2015-10-31 |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-01-21 | 2015-10-31 |
| TC Capital Management Limited 天財資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-04-10 | 2014-09-23 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-24 | 2014-01-21 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-24 | 2014-01-21 |
| Evolution Asia Investments Limited | Rep | Type 1 — Dealing in securities | 2008-02-05 | 2010-10-29 |
| Evolution Asia Investments Limited | Rep | Type 6 — Advising on corporate finance | 2008-02-05 | 2010-10-29 |