Daniel Ledbetter Dees
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Ledbetter Dees ( ), a licensed former licensee with CE reference AQD867. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | 2012-09-25 | 2013-12-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-15 | 2012-09-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2008-05-28 | 2013-12-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-12-20 | 2008-05-28 |