Kuen Ming Chu
朱娟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuen Ming Chu (朱娟明), a licensed former licensee with CE reference AQE680. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-26 | 2010-07-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-26 | 2010-07-10 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-08 | 2009-11-20 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-08 | 2009-11-20 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-24 | 2008-07-24 |