Wai Fat Ho
何偉發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fat Ho (何偉發), a licensed Responsible Officer with CE reference AQE681. Currently licensed at 2 firm(s): Bluemount Securities Limited, Bluemount Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-04 | present |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 4 — Advising on securities | 2024-09-04 | present |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
RO | Type 9 — Asset management | 2024-09-04 | present |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-08 | 2024-09-04 |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-08 | 2024-09-04 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-08 | 2024-09-04 |
| Boill Fund Management (HK) Co., Limited 保集基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-12-16 | 2024-03-01 |
| Boill Fund Management (HK) Co., Limited 保集基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-12-16 | 2024-03-01 |
| Boill Fund Management (HK) Co., Limited 保集基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-12 | 2022-12-16 |
| Boill Fund Management (HK) Co., Limited 保集基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-12-12 | 2022-12-16 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-02-25 | 2022-12-02 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-14 | 2022-12-02 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-11 | 2022-12-02 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-03 | 2017-03-28 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-03 | 2017-03-28 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-19 | 2012-04-01 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-06 | 2010-02-08 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-24 | 2009-02-28 |