Amy Lok Yuen Chau
周樂宛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Lok Yuen Chau (周樂宛), a licensed Responsible Officer with CE reference AQF112. Currently licensed at 1 firm(s): Innovax Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Securities Limited 創陞證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-19 | present |
| Innovax Securities Limited 創陞證券有限公司 |
RO | Type 4 — Advising on securities | 2017-04-19 | present |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-07 | 2016-09-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-07 | 2016-09-01 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-07 | 2016-09-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-07 | 2016-09-01 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-07 | 2016-09-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-07 | 2016-09-01 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-30 | 2010-09-16 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-14 | 2010-09-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-26 | 2010-09-16 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-26 | 2010-05-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-04 | 2010-09-16 |