Dane Gower Fannin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dane Gower Fannin, a licensed Responsible Officer with CE reference AQG777. Currently licensed at 1 firm(s): Northern Trust Company of Hong Kong Limited, The. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2012-09-26 | present |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 4 — Advising on securities | 2017-07-11 | 2021-12-13 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2008-03-03 | 2012-09-26 |