Chi Shing Lee
李志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing Lee (李志成), a licensed former licensee with CE reference AQH598. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 4 — Advising on securities | 2014-11-20 | 2018-08-20 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 9 — Asset management | 2014-11-20 | 2018-08-20 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-04 | 2014-11-20 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 9 — Asset management | 2014-11-04 | 2014-11-20 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 4 — Advising on securities | 2008-02-13 | 2011-07-06 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 9 — Asset management | 2008-02-13 | 2011-07-06 |