Qiong (SFC:AQI261) Wu
吳琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiong (SFC:AQI261) Wu (吳琼), a licensed former licensee with CE reference AQI261. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-23 | 2016-09-17 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-23 | 2016-09-17 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-12 | 2015-03-31 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2011-10-12 | 2015-03-31 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-21 | 2010-05-24 |