Yulin Yao
姚毓林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yulin Yao (姚毓林), a licensed Responsible Officer with CE reference AQI648. Currently licensed at 1 firm(s): Green Court Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
RO | Type 4 — Advising on securities | 2017-04-21 | present |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
RO | Type 9 — Asset management | 2017-04-21 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2017-04-20 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2017-04-20 | 2017-04-20 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2017-04-20 | 2017-04-20 |
| Neuberger Berman Asia Limited | RO | Type 1 — Dealing in securities | 2009-05-18 | 2017-04-20 |
| Neuberger Berman Asia Limited | RO | Type 4 — Advising on securities | 2009-05-18 | 2017-04-20 |
| Neuberger Berman Asia Limited | RO | Type 9 — Asset management | 2009-05-18 | 2017-04-20 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2008-04-23 | 2009-05-18 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2008-04-23 | 2009-05-18 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2008-04-23 | 2009-05-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-22 | 2008-04-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-22 | 2008-04-18 |