Chun Wai (SFC:AQJ036) Chan
陳俊偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai (SFC:AQJ036) Chan (陳俊偉), a licensed former licensee with CE reference AQJ036. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-30 | 2010-09-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2009-04-30 | 2010-09-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-25 | 2010-09-09 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-24 | 2008-02-15 |