Raymond Ru Dong Xie
謝如東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ru Dong Xie (謝如東), a licensed former licensee with CE reference AQJ037. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 4 — Advising on securities | 2012-05-15 | 2012-11-15 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 9 — Asset management | 2012-05-15 | 2012-11-15 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 9 — Asset management | 2009-06-16 | 2012-05-15 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-03-13 | 2013-03-19 |