Zhisen Li
李志森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhisen Li (李志森), a licensed Responsible Officer with CE reference AQN004. Currently licensed at 3 firm(s): China Industrial Securities International Brokerage Limited, China Industrial Securities International Asset Management Limited, China Industrial Securities International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 5 — Advising on futures contracts. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-18 | present |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-01-14 | present |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-01-04 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-22 | 2023-10-18 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-03-02 | 2012-11-01 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-19 | 2011-03-02 |