Chiu Yung (SFC:AQN541) Tam
譚肖容
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Yung (SFC:AQN541) Tam (譚肖容), a licensed former licensee with CE reference AQN541. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Real Estate Advisory Limited 思齊資本房地產諮詢有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-01 | 2017-02-28 |
| CC Real Estate Advisory Limited 思齊資本房地產諮詢有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-01 | 2017-02-28 |
| CC Real Estate Advisory Limited 思齊資本房地產諮詢有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-01 | 2017-02-28 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-20 | 2010-08-31 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-20 | 2010-08-31 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-20 | 2010-08-31 |