Chung Man Mo
毛仲汶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Man Mo (毛仲汶), a licensed Representative with CE reference AQN970. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-07-13 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-13 | present |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-03 | 2014-10-02 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-23 | 2012-12-03 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 9 — Asset management | 2012-04-23 | 2014-10-02 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-21 | 2011-11-30 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2010-10-21 | 2011-11-30 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-04 | 2011-11-30 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-21 | 2009-08-20 |