Jerome Julien Niddam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerome Julien Niddam, a licensed Responsible Officer with CE reference AQO343. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-09 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-08-09 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-08-09 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-24 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2018-08-09 | 2020-05-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-23 | 2014-04-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-29 | 2008-10-11 |