Kin Sun Chau
鄒健燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Sun Chau (鄒健燊), a licensed Responsible Officer with CE reference AQP754. Currently licensed at 1 firm(s): Sinomax Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-04 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 4 — Advising on securities | 2021-06-04 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-05 | 2021-06-04 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-05 | 2021-06-04 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 4 — Advising on securities | 2020-01-23 | 2021-04-30 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-14 | 2021-04-30 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-08 | 2019-04-30 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-08 | 2019-04-30 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-27 | 2014-07-25 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-05 | 2014-07-25 |