Yu-Ping Tien
田育彬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Ping Tien (田育彬), a licensed former licensee with CE reference AQQ529. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFEX Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2021-06-01 | 2026-01-01 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-05 | 2021-05-31 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-09-24 | 2021-05-31 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 9 — Asset management | 2018-09-24 | 2021-05-31 |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-16 | 2018-08-31 |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-16 | 2018-08-31 |
| Globe Capital Asset Management Limited 環球資本資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-16 | 2018-08-31 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-29 | 2017-08-15 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-23 | 2017-08-15 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-09-23 | 2017-08-15 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-24 | 2008-08-15 |