Carol Ching Yee Law
羅靜怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Ching Yee Law (羅靜怡), a licensed Responsible Officer with CE reference AQR042. Currently licensed at 2 firm(s): JS Cresvale Capital Limited, JS Cresvale Securities International Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 1 — Dealing in securities | 2008-03-19 | present |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2008-03-19 | present |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 9 — Asset management | 2013-11-22 | 2015-11-27 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 9 — Asset management | 2010-09-08 | 2013-11-22 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-03-19 | 2015-05-28 |