James Keith Ducker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Keith Ducker ( ), a licensed former licensee with CE reference AQS133. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | RO | Type 7 — Providing automated trading services | 2010-02-02 | 2024-06-12 |
| Tora Trading Services Limited | RO | Type 2 — Dealing in futures contracts | 2009-05-21 | 2024-06-12 |
| Tora Trading Services Limited | RO | Type 1 — Dealing in securities | 2008-11-14 | 2024-06-12 |