Ka Lun Shum

沈家麟
CE No. AQS188 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lun Shum (沈家麟), a licensed former licensee with CE reference AQS188. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
iFAST Securities (HK) Limited
奕豐證券(香港)有限公司
RO Type 1 — Dealing in securities 2024-12-03 2026-02-13
iFAST Financial (HK) Limited
奕豐金融(香港)有限公司
RO Type 1 — Dealing in securities 2024-08-26 2026-02-13
iFAST Financial (HK) Limited
奕豐金融(香港)有限公司
RO Type 4 — Advising on securities 2024-08-26 2026-02-13
iFAST Global Markets (HK) Limited
奕豐環球市場(香港)有限公司
RO Type 9 — Asset management 2017-09-18 2026-02-13
iFAST Financial (HK) Limited
奕豐金融(香港)有限公司
RO Type 9 — Asset management 2017-08-07 2026-02-13
iFAST Financial (HK) Limited
奕豐金融(香港)有限公司
Rep Type 9 — Asset management 2015-09-14 2017-08-07
iFAST Financial (HK) Limited
奕豐金融(香港)有限公司
Rep Type 4 — Advising on securities 2008-04-15 2024-08-26

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