Kong Yuk Wong
汪光玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Yuk Wong (汪光玉), a licensed Responsible Officer with CE reference AQS312. Currently licensed at 1 firm(s): Global Investment Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-15 | present |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2012-11-15 | present |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-10 | 2012-11-15 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 9 — Asset management | 2009-01-02 | 2012-10-08 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-06 | 2012-11-15 |