Herman Man Wai Kwong
鄺文偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Man Wai Kwong (鄺文偉), a licensed former licensee with CE reference AQS598. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HK Sinoko Capital Limited 香港絲路資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-17 | 2023-10-26 |
| HK Sinoko Capital Limited 香港絲路資本有限公司 |
RO | Type 4 — Advising on securities | 2020-06-17 | 2023-10-26 |
| HK Sinoko Capital Limited 香港絲路資本有限公司 |
RO | Type 9 — Asset management | 2020-06-17 | 2023-10-26 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-08-17 | 2019-08-31 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 9 — Asset management | 2016-08-17 | 2019-08-31 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-12 | 2016-08-17 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-12 | 2016-08-17 |
| Ginger Capital Advisory Limited |
RO | Type 9 — Asset management | 2015-11-26 | 2016-07-04 |
| Ginger Capital Advisory Limited |
Rep | Type 9 — Asset management | 2011-08-01 | 2015-11-26 |
| Ginger Capital Management Limited |
Rep | Type 9 — Asset management | 2008-04-21 | 2009-05-18 |