John Derek Wareham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Derek Wareham ( ), a licensed former licensee with CE reference AQS719. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspect Capital Asia Limited |
RO | Type 1 — Dealing in securities | 2008-06-10 | 2015-03-10 |
| Aspect Capital Asia Limited |
RO | Type 4 — Advising on securities | 2008-06-10 | 2015-03-10 |