Yi (SFC:AQT269) Du
杜一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AQT269) Du (杜一), a licensed former licensee with CE reference AQT269. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-03 | 2017-03-14 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-03 | 2017-03-14 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 9 — Asset management | 2008-04-03 | 2017-03-14 |