Sze Ip Wong
王思燁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ip Wong (王思燁), a licensed Responsible Officer with CE reference AQU491. Currently licensed at 2 firm(s): Cornerstone Securities Limited, CORNERSTONE ASSET MANAGEMENT LIMITED . Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 4 — Advising on securities | 2022-11-11 | present |
| CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-02 | present |
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-07 | present |
| Cornerstone Securities Limited 基石證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-24 | 2022-11-11 |
| Cornerstone Securities Limited 基石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-07 | 2017-09-07 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-05 | 2017-04-30 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-04-23 | 2017-04-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-02 | 2014-09-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-02 | 2017-04-30 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-08 | 2010-02-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-12 | 2010-02-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-08 | 2008-12-20 |