Yat Hung
洪一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Hung (洪一), a licensed former licensee with CE reference AQW412. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-27 | 2021-05-04 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-03-27 | 2021-05-04 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-03-27 | 2021-05-04 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-17 | 2014-03-27 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-07 | 2014-03-27 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-12-07 | 2014-03-27 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-29 | 2010-07-23 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-22 | 2010-07-23 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-22 | 2010-07-23 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-05-22 | 2010-07-23 |