Kevin Lawrence Patric
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Lawrence Patric, a licensed Responsible Officer with CE reference AQX925. Currently licensed at 1 firm(s): D. E. Shaw & Co. (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-16 | present |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
RO | Type 9 — Asset management | 2014-04-10 | present |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 9 — Asset management | 2008-05-07 | 2014-04-10 |